When we first spoke to Jeffrey Gitterman, founder and CEO of Gitterman & Associates Wealth Management in 2010, his firm had just implemented a Laserfiche Avante enterprise content management (ECM) system—right after an audit. “I just went through six months of FINRA audits and I can tell you it was painful. They basically put me out of business for six months,” he said. “If we had already had Laserfiche, it wouldn’t have been a tenth of the nightmare it was.”
Now, after almost two years of using Laserfiche to simplify document management and compliance, the audit experience is a very different one, as Marcy Gitterman, Director of IT, iterates in this letter to Laserfiche reseller Accelerated Information Systems. “Anyone not using Laserfiche is wasting years of their life,” she writes. “The quick searches, the metadata and the workflow keep us on track.”
Looking to take the stress out of your firm’s compliance procedures? Register for one of our workshops for financial advisors: “Leverage Technology to Grow Your Business and Manage Compliance,” on April 19 and April 26 at 10 am PT.