Source: Securities Industry News
TFA Adds Last Piece of Paperless Platform
Transamerica Financial Advisors (TFA) is offering its brokers and advisers the TFA Synergy platform, which includes Laserfiche, to create a completely electronic office, from signing documents to managing them through the approval process, saving resources and even providing a solution for forthcoming annuity reporting requirements. “After 20 years in the business, I can’t recall anything that’s gotten me so excited,” said Joe Brinker, president of Havertown,Pa.- based Brinker Organization and supervisor for 20 independent contractor affiliates of TFA. Brinker and his advisers use the platform for imaging, document management and workflow, new accounts, and compliance functionality, including a tool that automatically provides documents for specific transactions. Anthony Petsis, principal of Anthony Petsis & Associates, another Transamerica affiliate, said that clients no longer need to be put on hold. “Now we pull up an imaged copy of the change form and see it’s been countersigned. And we can see when we last spoke to the client and whether it may be time to talk again.”
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