Wealth Management

Wealth Management

Improve client service, attract top advisors and satisfy audit requirements.

Want to know more? Request a demo of Laserfiche for wealth advisors today. Request a Demo

Reduce the costs of managing paperwork

Streamline time-intensive business processes, including new account opening, suitability approval and exception handling.
 
  • Create paperless workflows for new account opening, correspondence review and more.
  • Automate administrative work such as accounts payable processing, HR onboarding and more.
  • Reduce data entry errors by automatically populating client information from incoming paperwork.
  • Cut filing and mailroom costs with a central, digital repository for all client documents.

Simplify audits and control compliance costs

Track all transactions and communication to comply with SEC and FINRA policies.
  • Capture, secure and retain all advisor communication, including e-mails, blotters and social media posts, in one place.
  • Automate ongoing compliance, check and security log creation.
  • Provide auditors with instant access to digital records.
  • Gain secure, centralized control over document filing, retention and disposition.

Streamline client review and approvals

Instantly transfer, view and verify client paperwork.
  • Retrieve documents and locate information instantly.
  • Enable busy clients to view documents through customizable online portals.
  • Locate, review and send client and advisor documents beyond the office from the secure Laserfiche Mobile app.
  • Use built-in digital signatures to electronically sign documents on mobile devices.

Integrate with CRM and wealth management systems

Create one technology hub for advisor productivity by integrating Laserfiche with key applications like Junxure®, SalesForce®, Laser App® and Microsoft Dynamics®.
Track all e-mail correspondence using out-of-the-box integrations with Microsoft Office and Exchange.
Automatically create file structures when new client records are created in CRM systems.
Securely validate, process and store Laser App forms in Laserfiche.

Girard Securities

“It has taken a process that was frustrating and difficult for our reps and made it much easier for them. Really, all they have to do now is scan a check or fill out a few fields on the form.”

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Shareholders Service Group

“We had FINRA come in to our office for their regular audit. Everything they asked for—new account applications, authorizations to do this for a client, transfer instructions from other financial services firms—was in Laserfiche, so we were able to provide it to them electronically.”

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See Laserfiche in action, schedule a demo today!

Whether your organization is looking to go paperless, manage digital content or automate business processes, our team of enterprise content management (ECM) consultants are here to help you.