Topic: compliance

Written by Meghann Wooster on April 3rd, 2012

Are Certifications Important When Selecting a Records Management System?

A records management system supports the automatic enforcement of consistent, organization-wide records policies and reduces the cost of regulatory compliance. When selecting a records management system, there are two important certifications to consider: DoD 5015.2 and VERS.

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Written by Chelsea Kerrington on March 23rd, 2011

ACE Bulletin: March 2011

Briefing Laserfiche Obtains Full Compliance with Australia’s Victorian Records Management Standard Australia’s Public Record Office Victoria has certified Laserfiche against all five specifications of the Victorian Electronic Records Strategy (VERS) Standard. The new certification includes tamper-proof security to guarantee document integrity and digital signature support for both documents and briefcases. Due to its rigorous testing process, VERS has become the worldwide standard on …

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Written by Sarah Kellison on January 3rd, 2011

Increased RIA Compliance Scrutiny- Coming Soon!

Today’s Wall Street Journal ran an article about the increase in compliance and audits that RIAs will face when regulation switches from the Securities and Exchange Commission to the states as part of the Dodd–Frank Act. The article not only details the conundrum of who (states or feds) should pay for these regulation costs, it also highlights the …

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Written by Sarah Kellison on December 20th, 2010

Send Securely

Q: We have a CPA prospect that needs to verify, for compliance, that outgoing attachments to clients are encrypted. I noticed that the  Laserfiche 7 to 8 Comparison Guide says the following: “Email attachments in Laserfiche 8 now take advantage of secured encryption. When users e-mail documents from Laserfiche, they can choose to compress them into a zip file and now specify …

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Written by Sarah Kellison on November 15th, 2010

How To: Leverage Technology in a Small Financial Services Firm

“I looked at it like this: we’re a small shop, so we don’t have entire divisions or departments. We have people—seven people. So we need to leverage technology as best we can.” -Controller Ted Slack, Keane Capital Management Keane Capital Management, a hedge fund with a staff of seven full-time employees, ultimately found that they could use ECM technology to address three …

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