Solution ExchangeRecords ManagementFinancial Services

How Thompson Investment Management Uses Laserfiche Workflow to Automate Correspondence Management

Laserfiche Solution Contributed By: Ryan Czyzewski, IS Manager, Thompson Investment Management, Inc. Thompson Investment Management, Inc. (TIM) is an independent registered investment advisor based in Madison, WI, that offers investment portfolio management, retirement plan services and mutual funds to individuals, businesses and foundations. TIM manages investments for over 500 clients. TIM must comply with retention rules…

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Solution ExchangeComplianceFinancial Services

How Tocqueville Asset Management L.P. Simplified Compliance with Laserfiche Forms

Laserfiche Solution Contributed by: Linda Schecter, Records Retention Officer, Tocqueville Asset Management Tocqueville Asset Management L.P. is an SEC Registered Investment Advisor that provides portfolio management services to high net-worth individuals, institutional clients and mutual funds. As a financial services firm, Tocqueville has to comply with SEC, FINRA and Sarbanes-Oxley compliance regulations, among others. One…

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Solution ExchangeChange ManagementFinancial ServicesWealth Management

Advice for a Successful Laserfiche Implementation

Contributed by: Dan Skiles, Executive Vice President, Shareholders Service Group Shareholders Service Group (SSG) is a broker-dealer based in San Diego, CA, serving over 1,000 registered independent advisors. These advisors give us authority to do trading on their accounts and perform other services ranging from debiting their management fee to opening new accounts. Here is…

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Solution ExchangeComplianceFinancial Services

How Piedmont Trust Company uses Laserfiche in Day-to-Day Operations

Contributed by: Edward Wright, Managing Director, Piedmont Trust Company At Piedmont Trust Company, our clients are primarily all members of one extended family. In the past, we processed a large number of paper documents for them on a daily basis. Integrating Laserfiche into our organizational technology infrastructure has enabled us to streamline our transaction approval…

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Solution ExchangeFinancial Services

Financial Services Firms: Improve Filing with Laserfiche Workflow

Contributed by: Justin Steen, Cities Digital Laserfiche Workflow is a useful tool for auto-filing documents. If a document’s template and fields include values that coincide with the repository’s filing structure, Workflow can dynamically move documents to their appropriate folders. For many organizations, setting up auto-filing is simple, but it can be challenging for a financial services firm with a large and…

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