DENVER, CO (Laserfiche)—September 13, 2012—Laserfiche (booth #25/26) today announced that it has teamed up with Rehmann Financial to deliver a preconference workshop this afternoon from 3:10 pm – 5:00 pm at the Business & Wealth Management Forum in Denver, CO. The workshop will explore how financial advisors can use emerging technology to stay compliant with increasingly onerous industry regulations.
Rehmann Financial is a Michigan-based RIA with more than 41 advisors, 6,200 clients, 12,650 accounts and 145 custodians. The firm has integrated Laserfiche document management with Junxure CRM to automate processes including new account opening and compliance review. By leveraging emerging technologies like Laserfiche Mobile™, Rehmann’s advisors gain anytime, anywhere access to client documentation, allowing them to travel with just an iPad—no laptops or briefcases full of files.
According to Amy Flourry, Senior Operations Manager at Rehmann Financial, “Technology and regulatory changes are fundamentally changing how financial advisors operate. I cannot fathom how any firm will handle the rollout of things like ERISA 408b2 and Know Your Client without a robust document management system like Laserfiche that works with a strong CRM.”
Laserfiche will be on hand at booth #25/26 to demonstrate its software solutions—including Laserfiche Mobile for iPhone and iPad—and give out a trend report titled, “The Rise of Composite Applications Among RIAs and Broker-Dealers,” which outlines Rehmann Financial’s solution for compliance review along with several other real-world examples.
About the Presenters
Amy Flourry is the Senior Operations Manager for Lansing, MI-based Rehmann Financial, where she has overseen deployment of a successful enterprise content management (ECM) implementation integrated with the firm’s CRM system that has significantly simplified and streamlined client onboarding and document-related compliance processes across the firm’s growing network of regional offices.
Timothy D. Welsh, CFP® is President and Founder of Nexus Strategy, LLC, a leading consulting firm to the wealth management industry working with investment advisors on growth strategies as well as partnering with leading financial services and technology firms to distribute products and services through the advisor channel.
Since 1987, Laserfiche® has used its Run Smarter® philosophy to create simple and elegant enterprise content management (ECM) solutions. More than 32,000 organizations worldwide—including registered investment advisors, financial advisors, broker-dealers and Fortune 1000 companies—use Laserfiche software to streamline document, records and business process management.
The Laserfiche ECM system gives financial advisors the ability to simplify regulatory compliance, improve profitability and limit exposure to civil and criminal liability. It allows advisors to prepare for audits more easily and helps compliance with multiple state, SEC and FINRA regulations—all while accelerating business processes and making staff more efficient.
Laserfiche®, Run Smarter® and Compulink® are registered trademarks of Compulink Management Center, Inc.