Wealth Management

Streamline time-intensive business processes, including new account opening, suitability approval and exception handling.

• Create paperless workflows for new account opening, correspondence review and more
• Automate administrative work such as accounts payable processing, HR onboarding and more
• Reduce data entry errors by automatically populating client information from incoming paperwork
• Cut filing and mailroom costs with a central, digital repository for all client documents

Track all transactions and communication to comply with SEC and FINRA policies.

• Capture, secure and retain all advisor communication, including e-mails, blotters and social media posts, in one place
• Automate ongoing compliance, check and security log creation
• Provide auditors with instant access to digital records
• Gain secure, centralized control over document filing, retention and disposition

Instantly transfer, view and verify client paperwork.

• Retrieve documents and locate information instantly.
• Enable busy clients to view documents through customizable online portals.
• Locate, review and send client and advisor documents beyond the office from the secure Laserfiche Mobile app.
• Use built-in digital signatures to electronically sign documents on mobile devices.

Create one technology hub for advisor productivity by integrating Laserfiche with key applications like Junxure®, SalesForce®, Laser App® and Microsoft Dynamics®.

• Track all e-mail correspondence using out-of-the-box integrations with Microsoft Office and Exchange.
• Automatically create file structures when new client records are created in CRM systems.
• Securely validate, process and store Laser App forms in Laserfiche.